Edge Act

Results: 436



#Item
301United States securities law / Chicago Stock Exchange / International Securities Exchange / New York Stock Exchange / NYSE Arca / Securities Exchange Act / NASDAQ / Chicago Board Options Exchange / OMX / Economy of the United States / Self-regulatory organizations / Direct Edge

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions

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Source URL: www.sec.gov

Language: English - Date: 2010-08-20 12:57:09
302Business / 73rd United States Congress / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / New York Stock Exchange / Direct Edge / Short / Economy of the United States / United States securities law / Financial economics

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule[removed]c) Relating to Clearly Erroneous Transactions

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Source URL: www.sec.gov

Language: English - Date: 2011-08-15 09:15:46
303Self-regulatory organizations / Business / Financial system / United States Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Direct Edge / U.S. Securities and Exchange Commission / New York Stock Exchange / United States securities law / Financial regulation / Economy of the United States

Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions"

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Source URL: www.sec.gov

Language: English - Date: 2011-08-12 13:52:04
304Securities Exchange Act / Direct Edge / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule

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Source URL: www.sec.gov

Language: English - Date: 2010-10-07 16:11:00
305Self-regulatory organizations / Financial economics / Investment / Financial markets / 73rd United States Congress / Securities Exchange Act / Direct Edge / Regulation NMS / National market system plan / Economy of the United States / United States securities law / United States Securities and Exchange Commission

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-07 13:51:27
306Finance / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Direct Edge / U.S. Securities and Exchange Commission / Self-regulatory organization / Broker-dealer / Financial economics / Financial system / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]May 21, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the EDGX Exchange,

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Source URL: www.sec.gov

Language: English - Date: 2013-05-21 18:47:04
307Direct Edge / Fee / Securities Exchange Act / Chicago Stock Exchange / Business / United States securities law / Self-regulatory organizations / Economy of the United States

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGX Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee

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Source URL: www.sec.gov

Language: English - Date: 2011-08-25 17:59:31
308Investment banking / Finance / Broker-dealer / Securities market / Federal Reserve System / Edge Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Canadian securities regulation / Financial services / Financial economics / Financial system

The Securities Activities of the Foreign Subsidiaries of U.S. Banks: Evidence on Risks and Returns

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-08-03 08:48:05
309NYSE Arca / United States / Securities Exchange Act / Rebate / New York Stock Exchange / U.S. Securities and Exchange Commission / NASDAQ / Economy of the United States / Direct Edge / Business

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule

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Source URL: www.sec.gov

Language: English - Date: 2011-11-07 10:18:12
310Financial markets / Finance / Direct Edge / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Broker-dealer / Financial economics / Financial system / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]May 21, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the EDGA Exchange

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Source URL: www.sec.gov

Language: English - Date: 2013-05-21 18:46:30
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